The Wire

U.S. Securities and Exchange Commission 政策 官方 全文

Municipal Securities Underwriters Pay a Total of $325,000 in Fines

The Securitiesand Exchange Commission announced today that NASD RegulationInc. censured and fined 21 securities firms for violationsof Rule G-36 of the Municipal Securities Rulemaking Board.At the same time, the…

2026年9月10日阅读约 2 分钟

Federal Trade Commission 政策 官方 全文

FTC Withdraws Obsolete Policy Statement

The Federal Trade Commission rescinded the 2021 Policy Statement on Breaches by Health Apps and Other Connected Device

2026年9月9日阅读约 1 分钟

U.S. Department of the Treasury 政策 官方 全文

Treasury Reports Major Progress in Preventing Fraud and Improper Payments

U.S. Department of the Treasury Office of Public Affairs Press Release: October 6, 2026 Contact: Treasury Public Affairs, Press@treasury.gov Treasury Reports Major Progress in Preventing Fraud and Improper Payments Do…

2026年10月6日阅读约 3 分钟

U.S. Securities and Exchange Commission 政策 官方 全文

Statement on Proposed Amendments to Adviser Performance-Based Compensation, Interval Fund Modernization, and Multiple Share Class Rules for Closed-End Funds and BDCs

Commissioner Mark T. Uyeda

2026年9月30日阅读约 6 分钟

European Central Bank 政策 官方 全文

ECB amends monetary policy implementation guidelines as part of regular review

作者 European Central Bank2026年9月29日阅读约 3 分钟

Federal Reserve Board 政策 官方 全文

Agencies seek comment on proposed third-party risk management guidance and issue statement on community bank engagement with core service providers

Today the Federal Deposit Insurance Corporation, the Federal Reserve Board, the National Credit Union Administration, and the Office of the Comptroller of the

2026年9月11日阅读约 1 分钟

U.S. Securities and Exchange Commission 政策 官方 全文

SEC Charges Founder and His Two New Jersey-Based Companies in Alleged $16 Million Ponzi Scheme

The Securities and Exchange Commission today charged Ernest Ossei Boateng and two New Jersey-based companies he controls, Intercontinental Wealth Network LLC and I Wealth Network LP, for allegedly raising approximately…

2026年9月10日阅读约 2 分钟

Bank of England 政策 官方 全文

Announcement of the publication of the Governor's interview transcript

Statement from the Bank of England

2026年9月10日阅读约 1 分钟

U.S. Commodity Futures Trading Commission 政策 官方 全文

CFTC Requests Comment on the Listing of Compute Derivatives Contracts

The CFTC issued a request for comment to better inform its understanding and oversight of derivatives markets in compute.

2026年8月19日阅读约 1 分钟

U.S. Department of the Treasury 政策 官方 全文

URIF Approves Additional Investments and Partnerships in Energy and Critical Minerals

U.S. Department of the Treasury Office of Public Affairs Press Release: October 2, 2026 Contact: Treasury Public Affairs, Press@treasury.gov URIF Approves Additional Investments and Partnerships in Energy and Critical…

2026年10月2日阅读约 3 分钟

U.S. Securities and Exchange Commission 政策 官方 全文

Statement on Fair Value Measurement and Disclosure Considerations for Private Assets

Kurt Hohl, Chief Accountant Brian Daly, Director, Division of Investment Management

2026年9月28日阅读约 18 分钟

European Central Bank 政策 官方 全文

Christine Lagarde: Hearing of the Committee on Economic and Monetary Affairs of the European Parliament

作者 European Central Bank2026年9月28日阅读约 10 分钟

Federal Reserve Board 政策 官方 全文

Agencies reduce regulatory burden for community banks, increase eligibility for 18-month exam cycle

The federal bank regulatory agencies today issued an interim final rule increasing the number of community banks eligible for an 18-month exam cycle. The 21st

2026年9月10日阅读约 1 分钟

U.S. Securities and Exchange Commission 政策 官方 全文

President’s Year 2000 Council, SEC, NYSE, NASD, ICI, SIA Outline Securities Industry Efforts For Smooth Transition Into Year 2000

The President’s Council onYear 2000 Conversion, the Securities and Exchange Commission(SEC), the National Association of Securities Dealers(NASD), the New York Stock Exchange (NYSE), the InvestmentCompany Institute…

2026年9月7日阅读约 4 分钟

U.S. Commodity Futures Trading Commission 政策 官方 全文

CFTC Seeks Public Comment on Proposed Rule Changes for Commodity Pool Operator and Commodity Trading Advisor Registration

The CFTC published a Notice of Proposed Rulemaking seeking public comments on amendments to part 4 of the CFTC’s regulations.

2026年8月18日阅读约 1 分钟

U.S. Department of the Treasury 政策 官方 全文

Treasury Dismantles Major Hamas Financing Network

U.S. Department of the Treasury Office of Public Affairs Press Release: October 2, 2026 Contact: Treasury Public Affairs, Press@treasury.gov Treasury Dismantles Major Hamas Financing Network Coordinated U.S. Government…

2026年10月2日阅读约 5 分钟

European Central Bank 政策 官方 全文

ECB Executive Board member Isabel Schnabel to resign to take senior role at IMF

作者 European Central Bank2026年9月24日阅读约 2 分钟

Federal Reserve Board 政策 官方 全文

Federal Reserve Board announces termination of enforcement actions with United Texas Bank, Quontic Bank Acquisition Corp., and Quontic Bank Holdings Corp.

The Federal Reserve Board on Friday announced the termination of the enforcement actions listed below: United Texas Bank, Dallas, Texas Cease and Desist Orde

2026年9月4日阅读约 1 分钟

U.S. Securities and Exchange Commission 政策 官方 全文

SEC Proposes Rescission of Political Contribution Rule for Investment Advisers

The Securities and Exchange Commission today issued a proposal to rescind its “pay-to-play” rule that prohibits investment advisers from providing compensated investment advisory services to a government client for two…

2026年9月3日阅读约 1 分钟

Bank of England 政策 官方 全文

Asset Purchase Facility: Gilt Sales – Market Notice 19 June 2026

This Market Notice sets out the schedule for sales in Q3 2026 of gilts held in the Asset Purchase Facility (APF) for monetary policy purposes.

2026年8月27日阅读约 2 分钟

U.S. Commodity Futures Trading Commission 政策 官方 全文

Chairman Selig Announces Agenda for August 20 Innovation Advisory Committee Meeting in Washington

Chairman Michael S. Selig, sponsor of the Innovation Advisory Committee, today released the agenda for the IAC’s inaugural meeting on Thursday, August 20.

2026年8月13日阅读约 1 分钟