U.S. Securities and Exchange Commission 政策 官方 全文
The Securities and Exchange Commission today announced the creation of the Retail Fraud Working Group designed to strengthen the Division of Enforcement’s efforts to identify and combat fraud targeting everyday…
U.S. Securities and Exchange Commission 政策 官方 全文
The Securities and Exchange Commission today announced that Paul Knight has been named as the agency’s Chief Operating Officer (COO).As COO, Mr. Knight will oversee the SEC's operational and administrative functions…
U.S. Securities and Exchange Commission 政策 官方 全文
The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA) published updated statistics and data visualizations covering key segments of the U.S. capital markets, including three new…
U.S. Securities and Exchange Commission 政策 官方 全文
The Securities and Exchange Commission today issued a request for public comment on exchange-traded funds (ETFs) seeking to invest in innovative asset classes or engage in novel investment strategies. The request…
U.S. Securities and Exchange Commission 政策 官方 全文
The Securities and Exchange Commission and the Commodity Futures Trading Commission today issued a joint request for public comment on potential approaches to further harmonize regulatory frameworks applicable to…
U.S. Securities and Exchange Commission 政策 官方 全文
The Securities and Exchange Commission has appointed Kathleen M. Hutchinson as Director of the agency’s Office of International Affairs (OIA). OIA advises the Commission on international policy matters, coordinates with…
U.S. Securities and Exchange Commission 政策 官方 全文
The Securities and Exchange Commission and the Commodity Futures Trading Commission today issued a joint request for public comment on potential opportunities to further update, clarify, and harmonize certain…
U.S. Securities and Exchange Commission 政策 官方 全文
The Securities and Exchange Commission and Commodity Futures Trading Commission today issued a joint request for public comment on potential opportunities to harmonize, modernize, and streamline data reporting…
U.S. Securities and Exchange Commission 政策 官方 全文
The Securities and Exchange Commission has appointed John Moses as Director of the agency’s Office of Investor Education and Assistance, which provides services and resources to help investors build their financial…
U.S. Securities and Exchange Commission 政策 官方 全文
The Securities and Exchange Commission today proposed amendments to rescind Rules 611 and 610(e) of Regulation NMS.“After two decades of Rule 611, it is high time that the Commission review its unintended consequences…
U.S. Securities and Exchange Commission 政策 官方 全文
The U.S. Securities and Exchange Commission established joint data standards under the Financial Data Transparency Act of 2022. The final rule establishes technical standards for data submitted to certain financial…
已到末尾
标有全文的报道按出版方允许的条件在此转载，并注明作者、链接至原文。其余内容仅包含标题和一小段引文，直接链接至出版方。 我们如何引用 · 我们的来源
