U.S. Securities and Exchange Commission 政策 官方 全文
The Securities and Exchange Commission today announced the agenda and panelists for its Sept. 17, 2026, roundtable on preparations for 24-hour trading.The roundtable will be held at the SEC’s headquarters at 100 F…
U.S. Securities and Exchange Commission 政策 官方
U.S. Securities and Exchange Commission 政策 官方
U.S. Securities and Exchange Commission 政策 官方
U.S. Securities and Exchange Commission 政策 官方
U.S. Securities and Exchange Commission 政策 官方
U.S. Securities and Exchange Commission 政策 官方
U.S. Securities and Exchange Commission 政策 官方
U.S. Securities and Exchange Commission 政策 官方
U.S. Securities and Exchange Commission 政策 官方 全文
The Securities and Exchange Commission today charged multiple entities that are likely operated by individuals located overseas for defrauding hundreds of retail investors, including many in the U.S., through so-called…
U.S. Securities and Exchange Commission 政策 官方 全文
The Securities and Exchange Commission today announced settled charges against New York-based investment adviser Zoe Financial Inc. for failing to fully and fairly disclose material facts concerning conflicts of…
U.S. Securities and Exchange Commission 政策 官方 全文
The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA) published updated statistics and data visualizations covering key segments of the U.S. capital markets, including a notable increase…
U.S. Securities and Exchange Commission 政策 官方 全文
The Securities and Exchange Commission today charged CMI Capital LLC and its founder and manager, Michael D. Williams, for an alleged fraudulent investment scheme that raised approximately $860,000 from at least 18…
U.S. Securities and Exchange Commission 政策 官方 全文
The Securities and Exchange Commission today censured New York-based broker dealer OTC Link LLC and ordered it to pay a $575,000 civil penalty for longstanding violations of Regulation Systems Compliance and Integrity…
U.S. Securities and Exchange Commission 政策 官方 全文
The SEC is taking a significant step forward, within its statutory authority, to bring America’s capital markets into the digital age by facilitating onchain trading of certain tokenized stocks.
U.S. Securities and Exchange Commission 政策 官方 全文
The Securities and Exchange Commission today proposed to rescind Rule 14a-8 under the Securities Exchange Act of 1934, which exceeds the scope of the Commission's statutory authority and intrudes into matters of state…
U.S. Securities and Exchange Commission 政策 官方 全文
The Securities and Exchange Commission issued an order granting exemptive relief from certain Inline XBRL requirements adopted on Dec. 16, 2024. More specifically, the Commission is granting exemptive relief from filing…
U.S. Securities and Exchange Commission 政策 官方 全文
Senior officials from the Securities and Exchange Commission, Federal Deposit Insurance Corporation, Commodity Futures Trading Commission, Federal Reserve Board, and Bank of England convened for a tabletop exercise on…
U.S. Securities and Exchange Commission 政策 官方 全文
On Friday, November 21, U.S.Securities and Exchange Commission Chairman Arthur Levitt, U.S.Representative Greg Ganske, and Craig Goettsch, Iowa’sSuperintendent of Securities, will hold an Investors’ TownMeeting at the…
U.S. Securities and Exchange Commission 政策 官方 全文
The Securitiesand Exchange Commission announced today that NASD RegulationInc. censured and fined 21 securities firms for violationsof Rule G-36 of the Municipal Securities Rulemaking Board.At the same time, the…
U.S. Securities and Exchange Commission 政策 官方 全文
The Securities and Exchange Commission today charged Ernest Ossei Boateng and two New Jersey-based companies he controls, Intercontinental Wealth Network LLC and I Wealth Network LP, for allegedly raising approximately…
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