U.S. Securities and Exchange Commission Policy Primary Full text
Staff Statement on Affiliations Between National Securities Exchanges and Broker-Dealers
Division of Trading and Markets
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Policy — 436 stories
Federal Reserve Board Policy Primary Full text
Federal Reserve Board issues enforcement actions with former employee of Northstar Bank, former employee of American Express Travel Related Services Company, Inc., and former employee of Regions Bank
The Federal Reserve Board on Friday announced the execution of the enforcement actions listed below: Consent prohibition order against Charles Alan Wright For
Bank of England Policy Primary Full text
Exchange of letters between the Governor and the Chancellor regarding CPI Inflation - September 2026
Exchange of letters between the Governor and the Chancellor
Federal Trade Commission Policy Primary Full text
FTC Takes Action to Prevent Anticompetitive Arrangement in Beretta, Ruger Deal
The Federal Trade Commission took action to resolve antitrust concerns arising from a stock purchase agreement between two of the largest firearm manufacturers, Beretta Holding S.A.
U.S. Securities and Exchange Commission Policy Primary Full text
SEC Grants Exemptive Relief from Certain Inline XBRL Filing or Submission Requirements
The Securities and Exchange Commission issued an order granting exemptive relief from certain Inline XBRL requirements adopted on Dec. 16, 2024. More specifically, the Commission is granting exemptive relief from filing…
U.S. Commodity Futures Trading Commission Policy Primary Full text
CFTC Issues Final Rule to Modify Clearing Requirement for Canadian Dollar- and Mexican Peso-Denominated Interest Rate Swaps
The Commodity Futures Trading Commission today issued a final rule to modify its interest rate swap clearing requirement.
U.S. Department of the Treasury Policy Primary Full text
United States Department of the Treasury Announces New Appointment
U.S. Department of the Treasury Office of Public Affairs Press Release: October 9, 2026 Contact: Treasury Public Affairs, Press@treasury.gov United States Department of the Treasury Announces New Appointment WASHINGTON…
U.S. Securities and Exchange Commission Policy Primary Full text
The Other AI: Remarks at the Open Commission Meeting on Accredited Investor Notices under Rule 501(a)(10) of Regulation D
Commissioner Hester M. Peirce
European Central Bank Policy Primary Full text
Isabel Schnabel: Monetary policy in a world of overlapping shocks
Federal Reserve Board Policy Primary Full text
Federal Reserve Board announces termination of enforcement action with SNB Bancshares and Bank of Eufaula
The Federal Reserve Board on Friday announced the termination of the enforcement action listed below: SNB Bancshares, Inc., Eufaula, Oklahoma, and Bank of Euf
Bank of England Policy Primary Full text
Chancellor announces Bank of England appointments
His Majesty the King and the Chancellor have appointed three new non-executive directors to the Bank of England’s Court of Directors
Federal Trade Commission Policy Primary Full text
FTC Publishes Price Transparency FAQs for Auto Dealers
Staff of the Federal Trade Commission today published
U.S. Securities and Exchange Commission Policy Primary Full text
Joint Readout of Principals’ Meeting of U.S. and UK Authorities Regarding Central Counterparty Resolution
Senior officials from the Securities and Exchange Commission, Federal Deposit Insurance Corporation, Commodity Futures Trading Commission, Federal Reserve Board, and Bank of England convened for a tabletop exercise on…
U.S. Commodity Futures Trading Commission Policy Primary Full text
CFTC Further Extends Compliance Date for Amendments to Form PF
The CFTC published a Joint Final Rule with the SEC further extending the compliance date for the amendments to Form PF that were adopted on February 8, 2024 (“Form PF Amendments”), from October 1, 2026, to July 1, 2027.
U.S. Department of the Treasury Policy Primary Full text
Operation Economic Outcast Neutralizes Iranian Regime’s Remaining Shadow Fleet Network
U.S. Department of the Treasury Office of Public Affairs Press Release: October 8, 2026 Contact: Treasury Public Affairs, Press@treasury.gov Operation Economic Outcast Neutralizes Iranian Regime’s Remaining Shadow Fleet…
U.S. Securities and Exchange Commission Policy Primary Full text
Performance Interval: Statement on Proposals to Facilitate Retail Investor Access to Private Investments
Commissioner Hester M. Peirce
European Central Bank Policy Primary Full text
Christine Lagarde: Interview with La Croix
Federal Reserve Board Policy Primary Full text
Federal Reserve Board and Federal Open Market Committee release economic projections from the September 15-16 FOMC meeting
The attached tables and charts released on Wednesday summarize the economic projections made by Federal Open Market Committee participants in conjunction with
Bank of England Policy Primary Full text
Minutes of the Securities Lending Committee meeting – March 2026
The Securities Lending Committee is a forum for market participants and authorities to discuss the UK securities lending market.
U.S. Securities and Exchange Commission Policy Primary Full text
SEC CHAIRMAN ARTHUR LEVITT, IOWA OFFICIALS TO HOLD INVESTORS’ TOWN MEETING IN DES MOINES
On Friday, November 21, U.S.Securities and Exchange Commission Chairman Arthur Levitt, U.S.Representative Greg Ganske, and Craig Goettsch, Iowa’sSuperintendent of Securities, will hold an Investors’ TownMeeting at the…
Federal Trade Commission Policy Primary Full text
FTC Publishes Proposed 2027 Budget for Horseracing Integrity and Safety Authority
The Federal Trade Commission is seeking comment on the Horseracing Integrity and Safety Authority’s proposed 2027 budget as submitted to the Commission and published in the
U.S. Commodity Futures Trading Commission Policy Primary Full text
ICYMI: Members of the CFTC’s Innovation Advisory Committee Join Chairman Selig in Washington at Inaugural Meeting
The CFTC held the inaugural meeting of its Innovation Advisory Committee in Washington, D.C. The Innovation Advisory Committee
U.S. Department of the Treasury Policy Primary Full text
Treasury Announces Enforcement Penalty for Violation of Outbound Program
U.S. Department of the Treasury Office of Public Affairs Press Release: October 7, 2026 Contact: Treasury Public Affairs, Press@treasury.gov Treasury Announces Enforcement Penalty for Violation of Outbound Program…
U.S. Securities and Exchange Commission Policy Primary Full text
Statement at Open Meeting on Proposals to Expand Responsible Retailization of Private Markets
SEC Chairman Paul S. Atkins
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